This is the first part of our latest study on the origin and nature of the concept of human Freedom - a work still in course. Further instalments will be made over the next few weeks.
The genius of Johannine
pneumatology (the doctrine of the Spirit) is that it raises the
possibility that the Spirit may become Flesh or Nature, but only in the
guise of the Word. It enucleates the Platonic choris or categorical
separation between Divinity and World whilst seeking to bridge the consequent antinomic
gap between them by means of the Word-as-Logos. Yet, in the guise of the
Logos, the incarnation of the Word is at least comprehensible. Indeed, as we
shall see, St. John’s happy intuition of the materiality of the Word can
lead to the overcoming of the antinomies of the prima philosophia, away
from transcendence to an immanent understanding of life and the
world. The Spirit as “spirit” cannot logically find an earthly embodiment as
Nature. This separation or chorismos of Spirit and Nature,
of Subject and Object, of Body and Soul is ubiquitous in, and central to, the culture
and cosmogony of the Occident – especially since the onset of Christianity in
the Hellenic period and of Neo-Platonism as its dominant philosophical current
since Augustine in the Middle Ages. It opposes the imperishability and perfection
of the Spirit, divine and human, to the transience and inertness of Nature-Matter.
The mode of being of the former is strictly Logical and Rational: its Reason or
Logos lies outside time and space; its Truth is timeless
and incorruptible. In contrast, Nature-Matter is in time and
space; human perception of it is fallible and corruptible. Furthermore,
it preserves the presumed unity and identification of the Divine Spirit not
just with the human Soul but also with the more restrictive notion of Self.
It is the self-consciousness
of Spirit, the reflective power and intro-spection of Spirit that leads
in turn to the identification of the Spirit-Soul or pneuma with the Self
or Ego as a specific entity. Hence, the notion of pneuma constitutes a
continuum from the Divinity to the Soul, then to the Self, and then also to
Mind or Intellect. Like the Divinity, the Soul-Mind (this is the dual meaning
of Geist in German) is perfect in its logic or Reason, and eternal in
its immortality. From the pre-Socratics to Saint Paul, the Hellenistic,
Graeco-Roman Paideia encapsulates the theological origins of philosophy
(W. Jaeger, Theology of the Early Greek Philosophers and Paideia.) Here already
the tension between theology and metaphysics is evident
because one depends on faith – which is
impermeable to and impenetrable by rational discourse - and the other on logic
or dialectics. Both theology and philosophy theorize
the Cosmos, but they do so in different, irreconcilable ways. Hence, despite
its religious origins, philosophical speculation, which must always be
conducted in accordance with reason (logos),
logically and rationally, having regard to analytical deduction and empirical
induction, must remain separate from theological belief, which is
confined to faith (Greek, pistis). The logos of philosophy
is on one side of an unbridgeable divide from the Cosmos – a division or gap or
hiatus (Greek, choris) that only the faith (pistis) of theology
can overleap (hence, “leap of faith”).
The con-descension in the metonymy of the Christian Logos is evident: the Word is made flesh: it heralds the incarnation of the Spirit among earthly human souls to reveal the grace of their redemption, of their future a-scension to paradise. The clear implication is that, in the Logos, the Word is both categorically superior and prior to the Flesh: it is the Word that initiates the action and the Flesh that receives it. The inception and trajectory of the Judaeo-Christian Logos neatly encapsulates the two parallel but inextricable problems of human existence and reflection: - that of the nature of reality or Being (ontology) and that of the Beginning (epistemology and deontology). (The original Greek meaning of problema as “metaphysical enigma” is teased out by G. Colli in “La Sfida dell’Enigma”, a chapter of his La Nascita della Filosofia.) Within these problems lie the derivative ones of the relationship of individual and cosmos (immanence or transcendence) and individual and society (ontogenetic or phylogenetic). We shall tackle these presently.
The
Judaeo-Christian Logos frames the question of the beginning in unmistakeably eschatological
terms – in terms of divine predestination that removes the possibility
of human freedom. “And the Word was made flesh” neatly elides the issues
of how the Word “was made” flesh and by whom. It therefore
removes from the free scope of our inquisitive minds the very origin and end of
this transubstantiation of the Word. In human terms, the real beginning
is the ineluctability of freedom in the act of our perception and conception of
the life-world, of the cosmos, by means of the Word. It is impossible to reconcile
eschatology, including this one of the Christian Logos, with Freedom because
every eschatology worthy of the name traces clearly and inexorably the path of
what is supposedly human history – except that the denouement of its course is predetermined:
it is not history; it is destiny.
FROM LOGOS TO FREEDOM - Logos,
Choris, Pistis
And the Word was
made Flesh,
and dwelt among us, and we beheld His glory, the glory as of the only begotten
of the Father, full of grace and truth. (John 1:14, New Testament)
Like the Christian gospel, which
was a stumbling block to the Jews and foolishness to the Greeks, Nietzsche’s
gospel of eternal recurrence is a stumbling block and foolishness to those who
still believe in the religion of progress….because it revives the controversy
between Christianity and paganism. (K. Lowith, Meaning In History, p.214.)
The genius of Johannine
pneumatology (the doctrine of the Spirit) is that it raises the
possibility that the Spirit may become Flesh or Nature, but only in the
guise of the Word. It enucleates the Platonic choris or categorical
separation between Divinity and World whilst seeking to bridge the consequent antinomic
gap between them by means of the Word-as-Logos. Yet, in the guise of the
Logos, the incarnation of the Word is at least comprehensible. Indeed, as we
shall see, St. John’s happy intuition of the materiality of the Word can
lead to the overcoming of the antinomies of the prima philosophia, away
from transcendence to an immanent understanding of life and the
world. The Spirit as “spirit” cannot logically find an earthly embodiment as
Nature. This separation or chorismos of Spirit and Nature,
of Subject and Object, of Body and Soul is ubiquitous in, and central to, the culture
and cosmogony of the Occident – especially since the onset of Christianity in
the Hellenic period and of Neo-Platonism as its dominant philosophical current
since Augustine in the Middle Ages. It opposes the imperishability and perfection
of the Spirit, divine and human, to the transience and inertness of Nature-Matter.
The mode of being of the former is strictly Logical and Rational: its Reason or
Logos lies outside time and space; its Truth is timeless
and incorruptible. In contrast, Nature-Matter is in time and
space; human perception of it is fallible and corruptible. Furthermore,
it preserves the presumed unity and identification of the Divine Spirit not
just with the human Soul but also with the more restrictive notion of Self.
It is the self-consciousness
of Spirit, the reflective power and intro-spection of Spirit that leads
in turn to the identification of the Spirit-Soul or pneuma with the Self
or Ego as a specific entity. Hence, the notion of pneuma constitutes a
continuum from the Divinity to the Soul, then to the Self, and then also to
Mind or Intellect. Like the Divinity, the Soul-Mind (this is the dual meaning
of Geist in German) is perfect in its logic or Reason, and eternal in
its immortality. From the pre-Socratics to Saint Paul, the Hellenistic,
Graeco-Roman Paideia encapsulates the theological origins of philosophy
(W. Jaeger, Theology of the Early Greek Philosophers and Paideia.) Here already
the tension between theology and metaphysics is evident
because one depends on faith – which is
impermeable to and impenetrable by rational discourse - and the other on logic
or dialectics. Both theology and philosophy theorize
the Cosmos, but they do so in different, irreconcilable ways. Hence, despite
its religious origins, philosophical speculation, which must always be
conducted in accordance with reason (logos),
logically and rationally, having regard to analytical deduction and empirical
induction, must remain separate from theological belief, which is
confined to faith (Greek, pistis). The logos of philosophy
is on one side of an unbridgeable divide from the Cosmos – a division or gap or
hiatus (Greek, choris) that only the faith (pistis) of theology
can overleap (hence, “leap of faith”).
Theory Between
Philosophy and “Science”
It is mere and shallow impertinence,
of course, to opine that the real epistemological opposition is not between
theology and philosophy, but rather between philosophy and science. – Because,
as we are about to demonstrate, there is no such thing as “science”. What we
have, instead, is a bundle of “scientific activities or practices” that
collectively we misname as “science”, that is, as a specific and precise
dimension of human thought and action.The purpose of theoria is to com-prehend,
to encapsulate the cosmos by understanding it. To do so, the theoretician must
extrude himself from the cosmos, from the world that theory wishes to
comprehend and explicate. Taken to extremes, theory attempts to extricate the
theoretician from the world upon which he reflects to an Archimedean point that
lies outside the cosmos itself. (Cf. J. Habermas, Appendix
to Knowledge and Human Interests.) In short, the theoretician must
acquire a vision akin to that of a hypothetical God – out of this world
- whence the common derivation of the nouns, theory and theology
(Greek, theorein).
Theory represents the tendency of the human intellect to abstract from
immediate experience to a comprehensive totality. But this task is
impossible, because the theoretician is indissolubly tied to and enveloped by
the world. Even in the case of scientific theory, all the human intellect can
achieve is to advance conjectures that are open to refutation; the regularities
that “science” purportedly observes are theorized in strictly hypothetical
terms that are intrinsically open to falsification, where the “laws” promulgated
are based on praxis, on a will to truth, rather than on universally
ascertainable and valid knowledge. (Cf. K. Popper, Conjectures and
Refutations.) It is important to avoid talking of “science” and to insist
rather on “scientific practices” so as to emphasize that “science” is not a
monolithic objective practice based on a precise and invariant methodology.
Rather, scientific practices are human activities whose orientation and
experimentation are implicitly “practical”, that is, subject to political and
ethical choices. This is especially so now that the entire establishment of
“research and development” have become integrated with and subservient to the
needs of industrial production and consumption after the emergence of
capitalist enterprise. (One of the earliest and sharpest expositions of this
subjugation of “science” to industrial capitalism is in Max Weber’s famous
lecture, “Science as a Vocation”.)
The question arises then of whether the human
intellect must limit itself to practical matters within the ambit of scientific
experimental research and proof, or else reach beyond the scientific ambit not
just to explore politico-ethical choices, but also to question those very
“scientific practices” that scientists and capitalists are keen to present as
“value-neutral”. Again, this question is especially relevant when we consider
that not just the truthfulness of “normal science” is thereby called
into question, but also the extent to which scientific intervention
modifies, distorts and exacerbates the very objects of its research once these have reached industrial
levels! (On these themes, cf. T.S. Kuhn, The Structure of Scientific
Revolutions and P. Feyerabend, Against Method.) If philosophy has
become, after the Copernican revolution, the handmaiden of science, then since
the Industrial Revolution scientific practices have turned into the slavish
tools of industrial capitalism.
In the realm of theory, both theology and rational
metaphysics are still necessarily proper objects of human intellectual endeavour
simply because (a) science itself is an exquisitely practical enterprise
subject to politico-ethical choices, and (b) in any case, scientific
practices and theories are manifestly unable to exhaust the domain of human
intellectual and practical inquiry. Beyond the sphere of scientific research
and experimentation lie the other irrepressible fields of intellectual enquiry
and inquiry – namely, divine revelation, which belongs properly to the
sphere of theology, and that which pertains to the quest of rational
metaphysics, that is, deducible and discursive reasoning,
logico-mathematics and dialectics, and then importantly the fields of ethics
and aesthetics. Put differently, not only does scientific practice not
exhaust the spectrum of human inquiry, enquiry and conduct; but also, the very
nature of human action requires that the intellect address the practical
and deontological and choices requiring the exercise of judgement that
depend in large part on our understanding of Life and the Cosmos. (Let us
recall that, beyond the Critique of Pure Reason, Kant’s Second and Third Critiques were
entitled Critique of Practical Reason and Critique of Judgement.)
What is valuable in metaphysical and philosophical speculation
is that it exposes the limitations of scientific activity both in terms of the
choices and values its research displays and in terms of its false attempt to
curtail the sphere of “truth” to experimental certainty and reproducibility.
Just because an outcome is certain and sometimes reproducible, it
is not for that reason alone “true” in the sense that the scientific explanation
for its occurrence is (a) indeed epistemologically valid as an
explanation, (b) universally applicable, and (c), in the case of an
experiment, even desirable in practical ethico-political and
socio-economic terms! Given these premises, it is evident that philosophy is by
no means relegated to the subservient status of ancilla scientiarum
(servant of the sciences). (Recall E. Husserl’s seminal essay “Die Krisis”.)
The con-descension in the metonymy of the Christian Logos is evident: the Word is made flesh: it heralds the incarnation of the Spirit among earthly human souls to reveal the grace of their redemption, of their future a-scension to paradise. The clear implication is that, in the Logos, the Word is both categorically superior and prior to the Flesh: it is the Word that initiates the action and the Flesh that receives it. The inception and trajectory of the Judaeo-Christian Logos neatly encapsulates the two parallel but inextricable problems of human existence and reflection: - that of the nature of reality or Being (ontology) and that of the Beginning (epistemology and deontology). (The original Greek meaning of problema as “metaphysical enigma” is teased out by G. Colli in “La Sfida dell’Enigma”, a chapter of his La Nascita della Filosofia.) Within these problems lie the derivative ones of the relationship of individual and cosmos (immanence or transcendence) and individual and society (ontogenetic or phylogenetic). We shall tackle these presently.
The
Judaeo-Christian Logos describes the event, the moment,
when “the Word was made Flesh”. It is not that the Word turns into the
Flesh, because Word-as-Spirit and Flesh-as-Nature remain two
separate, unbridgeable, toto genere, categorically different entities. The
Word-as-Spirit categorically negates, eschews conceptually the Flesh-as-Flesh, as
Nature. For both Word and Flesh, Spirit and Nature are antinomic
categories: in other words, it is impossible to fill the gap dividing and
opposing them, to overcome their separation (chorismos) logically or rationally
because the two concepts logically exclude each other, and only an irrational
projection of faith (pistis) to the other side of the divide (choris)
– only a “leap of faith”, a projectio
per hiatus irrationale (Fichte), makes the bridging of this irrational gap
possible. Hence, the Word has two moments: one as Spirit, which
gives rise to an insuperable antinomy with the Flesh; and one as Logos,
which in the Johannine doctrine, but not necessarily, results in
an aporia that only faith can overcome. For the Word to be made
Flesh, something in the nature of a miracle incomprehensible to human
reason must take place. The Word itself, as Spirit, then, does not represent a Logos
accessible to human reason: rather, it belongs to an intuitus originarius
only dimly comprehensible to the human intuitus derivativus - which can
only conceive of the divine Logos as the Omniscience that it lacks! We know
that we do not know (Socrates): it is this negative knowledge, this apophatic
intuition (this docta ignorantia, or erudite ignorance, as Cusanus
called it) that allows us to apprehend (rather than comprehend) the possibility
of an Absolute Knowledge. To repeat, the Word assumes the semblance of
Flesh so that the Spirit may intervene in the World as its Saviour, as
the Messiah, by interceding with the highest Divinity, God the Father.
Put differently, the Logos or Word is the objectification of the Spirit
in the World, in the Cosmos – which requires its incarnation as Flesh,
its Parousia (Greek for pre-sence, French, parution,
Italian, parvenza) as the advent or Coming of the Messiah. It is
thus that the Logos becomes an eschatology.
The
Judaeo-Christian Logos frames the question of the beginning in unmistakeably eschatological
terms – in terms of divine predestination that removes the possibility
of human freedom. “And the Word was made flesh” neatly elides the issues
of how the Word “was made” flesh and by whom. It therefore
removes from the free scope of our inquisitive minds the very origin and end of
this transubstantiation of the Word. In human terms, the real beginning
is the ineluctability of freedom in the act of our perception and conception of
the life-world, of the cosmos, by means of the Word. It is impossible to reconcile
eschatology, including this one of the Christian Logos, with Freedom because
every eschatology worthy of the name traces clearly and inexorably the path of
what is supposedly human history – except that the denouement of its course is predetermined:
it is not history; it is destiny.
The eschatology of the Logos describes and
subtends the arc of human existence both spiritual, in the Soul, and mundane,
in the Body – from birth to death and spiritual resurrection in heaven. Its
vision of historical time is linear, unlike that of the Hellenistic
world where human history was interpreted as cyclical, going through set
phases of either perfection or corruption, much like Aristotle’s
categorization of polities reflected this timelessness of political categories.
From Herodotus and Thucydides to Polybius, historical time is not seen as a
string of events revealing patterns of human actions from which lessons may be
drawn to guide future conduct. Instead, each individual historical situation is
described as a self-enclosed event, as a limited ‘inquiry’ (historia) by
the writer. The history of Antiquity does not contain or reveal a Logos. At
best, its historein can be clustered into separate ages or epochs that
form not just a cyclical pattern or anakyklosis, as in Polybius. History
for Antiquity was, as it were, heroic, a sequence of admonishing tales,
a mixture of Tyche (Fortune), Prosopopoeia (Personality) and Pronoia
(Providence) in an eternally recurring cosmos. But history itself was seen as,
to put it with Sextus Empiricus, an a-methodon hyle (literally,
“a thick forest”, shapeless, inchoate, unmethodical matter) from which no
conclusions can be reached, no telos can be extracted. This skepsis
forms indeed the middle ground of Plato’s categorization of historical narratives
into “terroristic”, “eudaemonistic”, or “abderite”. It is this third category,
neither positive nor negative, simply abulic and blindly “going nowhere”, that
emerges as the dominant skepticism advanced by Sextus Empiricus.
The skeptical relativism of Empiricus and
Antiquity was enthusiastically shared by Nietzsche, whose own “perspectivism”
erected the rhetorical oratory of the Sophists against the dialectical
sophistry (!) of Socrates. As Nietzsche, the philosopher of the Eternal Return who
clearly preferred the tragic world of the Greeks to the denigratory slavish
morals of Christians, noted first, the Judaeo-Christian Logos is linear,
albeit not yet progressive, unlike its later modern humanist and
bourgeois versions. For the task of the Christian civitas terrena is to
preserve the pristine purity of its Soul by resisting the ravages of the
Antichrist until the Second Coming of the Messiah. Its mission (Latin, mittere,
to send to a destination), hence its destiny is the containment (catechon)
of Evil and contentment in this life until the reaching of its destination
in the Kingdom of Heaven, in the after-life, whereupon it will be re-surrected
as the civitas Dei. The temporal end of the world coincides with
the attainment of the ethical end (goal) of humanity in the Parousia,
the final reconciliation (Hegel’s Ver-sohn-ung, the Son returning
to the Father) of the human with the divine upon the appearance of the Saviour.
There may be linearity in this “pilgrimage” of
the Christian civitas terrena, but there is no Progress as we have come
to understand it in the modern era of scientific-industrial capitalism.
Instead, the Christian Parousia or Second Coming of the Messiah is the climatic
inversion of the Apocalypse occasioned by the onslaught of the Antichrist. There
is definitely a terminus a quo and a terminus ad quem, even in
chronological terms, that is related to the duration of the Roman Empire. But
the purpose of the Empire is to serve as a respublica Christiana the
temporal imperium of the Roman Emperor with his potestas and the
spiritual auctoritas of the sacerdotium, of the Church, have the
over-riding imperative to contain or to refrain the nefarious devilry of the
Antichrist. The Pauline notion of catechon as a “power that restrains”
formed the indispensable keystone of the Christian exegetical architectonics and
rationalization of Roman imperial power. (This specific and central aspect of
political theology is examined at length in M. Cacciari, Il Potere Che Frena.)
As Carl Schmitt brilliantly indicated,
The unity of
this respublica Christiana had its adequate succession of order in imperium
[empire] and sacerdotium [priesthood]; its visible agents, in emperor
and pope. The attachment to Rome signified a continuation of ancient
orientations adopted by the Christian faith. The history of the Middle Ages is
thus the history of a struggle for, not against Rome … This Christian empire
was not eternal. It always had its own end and that of the present eon in view.
Nevertheless, it was capable of being a historical power. The decisive
historical concept of this continuity was that of the restrainer: katechon.
"Empire" in this sense [60] meant the historical power to restrain
the appearance of the Antichrist and the end of the present eon; it was a
power that withholds (qui tenet), as the Apostle Paul said in his
Second Letter to the Thessalonians. 8 (The Nomos of the Earth,
pp.59-60).
We have here, as we shall outline later, the origin of
“the three orders” (oratores, bellatores and laboratores),
the division of intellectual and manual labor, corresponding to the separation
of Spirit and Nature that will characterize the social structure of mediaeval
Europe. Like all revolutionary eschatologies, the Judaeo-Christian one
is also apocalyptic: rather than a progress or evolution
toward the final goal of history, they prophesy a gradual decline such as that canvassed
by the Marxist theory of “the immiseration
of the proletariat” that precedes the final “general crisis” of capitalism and
induces the advent of communism. Such was the famous Zusammenbruchstheorie
(general collapse theory) articulated by Hegelian Marxism, and notably by Rosa
Luxembourg, among others, opposed to the evolutionary socialism
of the neo-Kantian Austro-Marxists.
Linearity, yes, but no progress, then, in Christian historiography.
Nevertheless, it is Nietzsche’s contention that this linear teleological
perception of history in the Christian Logos is what will lead to the
rationalization of the scientific method in European skepticism, first – a
movement that encompasses Cartesian rationalism with its “methodical doubt”, as
much as Humean empiricism with the de-struction of the Self and of causality
- and Kantian epistemology (an “astute theology” for Nietzsche), later; and of
history tout court in Hegelian idealism – all of which the philosopher
of Rocken defiantly mocked. Before Hegel, then, and especially in Antiquity,
the approach to history was “historicist” in the heroic Thucydidean
sense that we have sketched above, or at most it was cyclical. This
version of historicism was expounded most valiantly by Wilhelm Roscher:
the idea behind it is, again, that history resembles an art rather than
a science in that historical events and agencies are seen as sui
generis, in a holistic manner, as unrepeatable events. And, importantly,
the same goes for societies, whose history and functioning cannot be
generalized or examined scientifically. This scientistic
skepticism was occasioned by the rapid expansion of artisanal and capitalist
industry; it brought about the methodical objectification or scientization
of human and social history first in the political theory of Thomas Hobbes and
then in the historiography of Niebuhr and Burkhardt who championed the
“objectivity” that their chronological “distance” of their historical
subject-matters afforded.
From the same direction, but from a different angle,
the heroic, evenementiel historicism of “Thukydides-Roscher” (ironized
by Marx in Das Kapital) was soon to be assailed and refuted by Carl Menger
in his Die Irrtumer des Historismus (the errors of historicism) - a
direct attack on Roscher and his German Historical School conducted on behalf
of the nascent “science” of political economy. Both Marx and Menger – albeit
from opposing Hegelian rationalist and Kantian empiricist directions – may be
said to have shared the neo-Kantian dichotomy of science classified by
Windelband into Natur-wissenschaften, governed by nomo-thetic
rules or “numerical scientific laws”, and Geistes-wissenschaften,
confined to idio-graphic studies or “idio-syncratic portraits”. The eiron
(Greek for ironic smirk) of Marx deriding Roscher’s obstinacy to subtract human
society from the historico-materialist “laws of capitalism” (Marx’s own Grundrisse
of the Critique of Political Economy inked in 1851 [note the use of the
Kantian word, “Critique”] followed closely the publication in1843 of Roscher’s Grundriss
uber die Staats-wirtschaft) is reflected in Menger’s neo-classical empirio-criticism
theorized by Ernst Mach in Erkenntnis und Irrtum. The emphasis is no
longer on science as “wisdom” (Wissen) but as “experimental cognition” (Erkenntnis).
The final attack on the rationalist Hegelian “emanationism” of the German
Historical School will come from the greatest neo-Kantian in the social
sciences, Max Weber in his Roscher und Knies. Weber founds the “objectivity”
of social science upon its ability to distinguish between the qualitative or ethical value-rationality (Wert-rationalitat)
and the quantitative purpose-rationality (Zweck-rationalitat) of human action.
Evident is Weber’s reliance on a scientific dichotomy between the social sphere
of public opinion that encompasses ethics and politics, and the
technico-scientific sphere of industrial
production that pertains strictly to the sphere of economics. The crucial flaw
in Weber’s pretended demonstration of
the possibility of an “objective” social science is that its entire
epistemological validity relies on the existence of such a “scientifically-definable”
social sphere of production that, in turn, depends on the measurability of
industrial “labor” understood as a technical necessity rather than as an
aspect of social compulsion or coercion. Weber’s candid, though
distorted, aim was the scientific-objective avulsion of capitalist
production from the ethico-practical choices or freedom of the political
sphere – an avulsion that is simply impossible because, to repeat, industrial
labor-power in capitalism is not a matter of scientific necessity but, quite
emphatically, of blunt socio-political coercion!
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